{"id":25861,"date":"2026-03-25T09:57:05","date_gmt":"2026-03-25T09:57:05","guid":{"rendered":"https:\/\/www.samco.in\/help-support\/?post_type=ht_kb&#038;p=25861"},"modified":"2026-05-12T09:23:37","modified_gmt":"2026-05-12T09:23:37","slug":"what-are-cat-finra-and-sec-fees","status":"publish","type":"ht_kb","link":"https:\/\/www.samco.in\/help-support\/article\/what-are-cat-finra-and-sec-fees\/","title":{"rendered":"What are CAT, FINRA, and SEC fees?"},"content":{"rendered":"\n<p>These are US regulatory fees charged on trades by American financial regulators. They are not Samco charges and are standard fees applicable to all investors trading in US markets.<\/p>\n\n\n\n<p>Here&#8217;s a breakdown of each:<\/p>\n\n\n\n<ul><li><strong>CAT Fee (Consolidated Audit Trail):<\/strong> This fee has been removed and is no longer applicable on any transactions.<\/li><li><strong>FINRA Fee (Financial Industry Regulatory Authority):<\/strong> Charged at <strong>$0.000195<\/strong> per share on sell transactions only.<\/li><li><strong>SEC Fee (Securities and Exchange Commission):<\/strong> Charged at $0.0000206 on the total trade value on sell transactions only.<\/li><\/ul>\n\n\n\n<p>These charges are very small and are automatically applied to your trade. You can see the exact breakup before placing an order.<\/p>\n","protected":false},"author":65,"comment_status":"open","ping_status":"closed","template":"","format":"standard","meta":[],"ht_kb_category":[2839],"ht_kb_tag":[],"aioseo_notices":[],"_links":{"self":[{"href":"https:\/\/www.samco.in\/help-support\/wp-json\/wp\/v2\/ht_kb\/25861"}],"collection":[{"href":"https:\/\/www.samco.in\/help-support\/wp-json\/wp\/v2\/ht_kb"}],"about":[{"href":"https:\/\/www.samco.in\/help-support\/wp-json\/wp\/v2\/types\/ht_kb"}],"author":[{"embeddable":true,"href":"https:\/\/www.samco.in\/help-support\/wp-json\/wp\/v2\/users\/65"}],"replies":[{"embeddable":true,"href":"https:\/\/www.samco.in\/help-support\/wp-json\/wp\/v2\/comments?post=25861"}],"version-history":[{"count":3,"href":"https:\/\/www.samco.in\/help-support\/wp-json\/wp\/v2\/ht_kb\/25861\/revisions"}],"predecessor-version":[{"id":27929,"href":"https:\/\/www.samco.in\/help-support\/wp-json\/wp\/v2\/ht_kb\/25861\/revisions\/27929"}],"wp:attachment":[{"href":"https:\/\/www.samco.in\/help-support\/wp-json\/wp\/v2\/media?parent=25861"}],"wp:term":[{"taxonomy":"ht_kb_category","embeddable":true,"href":"https:\/\/www.samco.in\/help-support\/wp-json\/wp\/v2\/ht_kb_category?post=25861"},{"taxonomy":"ht_kb_tag","embeddable":true,"href":"https:\/\/www.samco.in\/help-support\/wp-json\/wp\/v2\/ht_kb_tag?post=25861"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}